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fix(codec): read out-of-range overlap boundaries the way fgbio does - #755

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749/nhomer/match-fgbio-rejection-attribution
Aug 16, 2026
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749/nhomer/match-fgbio-rejection-attribution

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@nh13 nh13 commented Aug 14, 2026 •

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Closes #749.

What the divergence actually is

The issue framed this as an evaluation-order difference. It is not — I read fgbio's order off the source and fgumi already matches it check for check:

# fgbio (CodecConsensusCaller.scala) fgumi (codec_caller.rs)
1 fragments → NonPairedReads fragments → FragmentRead
2 non-FR / degenerate templates → NotPrimaryFrPair same
3 clipExtendingPastMateEnds clip amounts via num_bases_extending_past_mate_vs_mate_raw
4 filterToMostCommonAlignment → MinorityAlignment filter_to_most_common_alignment_raw → same
5 minReadsPerStrand → InsufficientSupport InsufficientReads
6 overlapLength < minDuplexLength → R1R2OverlapTooShort InsufficientOverlap
7 phase check (:221-231) → IndelErrorBetweenStrands check_overlap_phase_raw → same
8 computeConsensusLength == -1 (:241-243) → IndelErrorBetweenStrands compute_consensus_length_raw → None → same
9 n < r1Consensus.length || n < r2Consensus.length (:245-247) → ClipOverlapFailed same
10 HighDuplexDisagreement same

What differs is the predicate at step 7. The overlap window is [negative.start, positive.end], and in a family with more than one template the longest R1 and the longest R2 come from different templates — per-template overlap clipping constrains how a read lines up against its own mate, and says nothing about how two different templates line up against each other. So a window boundary can fall outside one of the two reads. fgbio reads those boundaries with htsjdk's SAMRecord.getReadPositionAtReferencePosition, which returns 0 — a value, not "undefined" — for a reference position outside the alignment, and then does arithmetic on that 0. fgumi's read_pos_at_ref_pos_raw returns Option, and the phase check failed closed on None.

That is why the issue's numbers were near-mirror images: the families in question pass fgbio's phase check and are then rejected at ClipOverlapFailed, while fgumi rejected them one step earlier as IndelErrorBetweenStrands.

The fix substitutes the same 0 instead of failing closed.

Why this cannot change a verdict

Write p_s/p_e for the positive read's query positions at the window start and end, n_s/n_e for the negative read's. The window start is the negative read's own start and the window end is the positive read's own end, so only p_s and n_e can be out of range; read position is non-decreasing in reference position, so n_s <= n_e, p_s <= p_e, and n_s >= 1.

  • n_e out of range ⟹ n_e = 0, and passing would need p_e - p_s = -n_s <= -1, contradicting p_s <= p_e. The check still fails, so those families stay in IndelErrorBetweenStrands — including when p_s is out of range as well.
  • p_s out of range alone ⟹ p_s = 0, and the check passes only when n_e = p_e + n_s. compute_consensus_length_raw then yields p_e + neg_len - n_e = neg_len - n_s <= neg_len - 1, which is strictly below the negative strand's single-strand consensus length, so the family is rejected at the ClipOverlapFailed site — the reason fgbio gives it.

No family that newly passes the phase check goes on to emit a consensus. The argument is carried in full in check_overlap_phase_raw's doc comment.

Measurement

4M records from a real CODEC dataset, MI-grouped into multi-template families (mean 12 reads/family), run through fgbio 4.0.1 CallCodecConsensusReads and fgumi codec before and after:

key fgbio fgumi before fgumi after
raw_reads_rejected_for_clip_overlap_failed 9,755 9,240 9,737
raw_reads_rejected_for_indel_error_between_strands 1,033,740 1,034,226 1,033,729
raw_reads_rejected_for_r1_r2_overlap_too_short 392,830 392,837 392,837
raw_reads_rejected_for_minority_alignment 62,758 62,760 62,760
raw_reads_used 803,385 803,389 803,389
raw_reads_rejected 3,145,851 3,135,188 3,135,188
consensus_reads_emitted 49,953 49,953 49,953

96.5% of the ClipOverlapFailed gap closes and the emitted consensus BAM is byte-identical before and after (samtools view | md5 matches), which is the strongest available statement that this is attribution only.

Two things deliberately left alone:

  • The remaining ~18-read residue is the separate SamRecordClipper disagreement tracked in fgbio#1090, which is an acknowledged defect there; matching it would mean copying a bug. Out of scope, per the issue.
  • raw_reads_considered / not_primary_fr_pair differ by ~10.6k, which is the expected fix(consensus)!: apply fgbio pre-group filter to simplex/codec, add --allow-unmapped #509 consequence of filtering secondary/supplementary records before counting rather than rejecting them after. Also not part of this issue.

Tests

Three added, all built programmatically with create_fr_pair / SamBuilder:

  • test_clip_overlap_failed_attribution_matches_fgbio — a two-template family whose window opens one base before the longest R1 (tA: R1 200 50M / R2 200 50M; tB: R1 199 40M / R2 199 102M). Reaches the ClipOverlapFailed site through the whole pipeline, which the existing CODEC3-08 comment had claimed was impractical to construct; that comment is corrected.
  • test_window_end_past_r2_stays_indel_error — the mirror case, pinning the half of the predicate that must not change. Without it the fix could be loosened into passing that case too, and those families would change verdict rather than bucket.
  • test_check_overlap_phase_out_of_range_start_uses_fgbio_sentinel — the predicate on its own.

Both pipeline tests assert the invariant, not just the reason, via a shared assert_rejected_whole_family: the family is rejected exactly once, emits no consensus, and contributes every record to the filtered total. That is what makes them a regression guard on "attribution only" rather than on the bucket alone.

Local gate: cargo ci-fmt, cargo ci-lint (clippy pedantic, all targets), cargo ci-test (7497 tests), cargo ci-doctest — all pass.

Risk: consensus BAM output remains byte-identical; unsafe changes are none; memory bounds, queue capacity, and thread/backpressure policy changes are none.

Fix: Treat out-of-range read positions as phase 0, matching fgbio and htsjdk. This changes rejection-reason attribution without changing acceptance decisions.

  • Reclassifies applicable rejections from IndelErrorBetweenStrands to ClipOverlapFailed.
  • Adds regression coverage for out-of-range overlap starts and ends.
  • Verifies unchanged rejection totals and full-pipeline accounting, including raw_reads_used and consensus_reads_emitted.
  • Confirms byte-identical consensus BAM output on the 4M-record dataset.

`fgumi codec --stats` and fgbio's `CallCodecConsensusReads --stats` reject
essentially the same reads but banked a large slice of them under different
reasons, so the two stats files were not comparable. On a ~502M-read CODEC
dataset `clip_overlap_failed` was 192,140 in fgbio against 40,344 in fgumi
while `indel_error_between_strands` moved by nearly the same amount the other
way.

The two tools evaluate the checks in the same order; the divergence is in the
phase check's predicate. The overlap window is `[negative.start,
positive.end]`, and in a family with more than one template the longest R1 and
the longest R2 come from different templates, so a boundary can fall outside
one of the two reads. fgbio reads those boundaries with htsjdk's
`getReadPositionAtReferencePosition`, which returns 0 -- a value, not
"undefined" -- for a position outside the alignment, and then does arithmetic
on that 0. fgumi failed closed instead and reported the family as an indel
error.

Substitute the same 0 rather than failing closed. This cannot change a verdict:
when the window *end* is outside the negative read the check still fails, since
passing would require the positive read's query position to decrease between
the window start and end; and when the window *start* is outside the positive
read, passing forces a consensus length strictly below the negative strand's
single-strand consensus, so the family is rejected at the `ClipOverlapFailed`
site -- which is the reason fgbio gives it. `check_overlap_phase_raw`'s doc
comment carries the argument in full.

Measured on 4M CODEC records grouped into multi-template families, against
fgbio 4.0.1: `clip_overlap_failed` moves from 9,240 to 9,737 against fgbio's
9,755 and `indel_error_between_strands` from 1,034,226 to 1,033,729 against
fgbio's 1,033,740, while the emitted consensus BAM stays byte-identical and
`raw_reads_used`, `raw_reads_rejected`, `consensus_reads_emitted`,
`r1_r2_overlap_too_short` and `minority_alignment` are all unchanged. The
remaining ~18-read residue is the separate `SamRecordClipper` disagreement
tracked in fgbio#1090 and is out of scope here.

Both new pipeline tests pin the invariant as well as the reason: the family is
rejected exactly once, emits no consensus, and contributes every record to the
filtered total, so only the bucket moves.

Closes #749
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Walkthrough

Out-of-range overlap starts now use fgbio’s 0 sentinel during phase checks. Applicable cases move from IndelErrorBetweenStrands to ClipOverlapFailed without changing consensus emission or rejection accounting.

Changes

Overlap rejection attribution

Layer / File(s) Summary
Phase boundary handling
crates/fgumi-consensus/src/codec_caller.rs
check_overlap_phase_raw converts missing read positions to 0 and documents the boundary semantics.
Rejection attribution regression coverage
crates/fgumi-consensus/src/codec_caller.rs
Tests cover out-of-range starts, out-of-range ends, ClipOverlapFailed attribution, no consensus output, and complete input-record accounting.

Estimated code review effort: 3 (Moderate) | ~20 minutes

Merge Risk: 🟡 Moderate · up to 06017

The change targets rejection attribution without changing emitted consensus output, but the new regression tests use incorrect per-reason counts after alignment filtering and need correction before merge.

Possibly related PRs

🚥 Pre-merge checks | ✅ 3
✅ Passed checks (3 passed)
Check name Status Explanation
Title check ✅ Passed The title uses valid Conventional Commit format and accurately describes the codec boundary-handling fix.
Linked Issues check ✅ Passed The changes address issue #749 by matching fgbio boundary handling while preserving verdicts and consensus output, with regression coverage.
Out of Scope Changes check ✅ Passed The changes remain limited to codec overlap-boundary handling, documentation, and regression tests; no unrelated SamRecordClipper work is included.

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Codecov Report

✅ All modified and coverable lines are covered by tests.
✅ Project coverage is 94.24%. Comparing base (0f685c3) to head (06017a4).

Additional details and impacted files
@@            Coverage Diff             @@
##             main     #755      +/-   ##
==========================================
+ Coverage   94.21%   94.24%   +0.03%     
==========================================
  Files         186      186              
  Lines      111568   111673     +105     
==========================================
+ Hits       105113   105248     +135     
+ Misses       6455     6425      -30     

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Actionable comments posted: 1

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Inline comments:
In `@crates/fgumi-consensus/src/codec_caller.rs`:
- Around line 3187-3234: Update the expectations in the tests using
cross_template_overlap_fixture and the corresponding alignment-filtering cases
so phase rejection counts two records, with the two filtered records asserted
separately as MinorityAlignment; retain the existing whole-family accounting
assertion and adjust ClipOverlapFailed and IndelErrorBetweenStrands expectations
accordingly.
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  • crates/fgumi-consensus/src/codec_caller.rs

Comment thread crates/fgumi-consensus/src/codec_caller.rs
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nh13 merged commit 0c307f8 into main Aug 16, 2026
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nh13 deleted the 749/nhomer/match-fgbio-rejection-attribution branch August 16, 2026 04:46
@nh13 nh13 mentioned this pull request Aug 16, 2026

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codec rejection reasons are attributed differently from fgbio, making the stats files non-comparable

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