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Original file line number Diff line number Diff line change
@@ -0,0 +1,255 @@
/*
* Copyright Elasticsearch B.V. and/or licensed to Elasticsearch B.V. under one
* or more contributor license agreements. Licensed under the Elastic License
* 2.0 and the Server Side Public License, v 1; you may not use this file except
* in compliance with, at your election, the Elastic License 2.0 or the Server
* Side Public License, v 1.
*/

package org.elasticsearch.upgrades;

import org.elasticsearch.action.fieldcaps.FieldCapabilitiesResponse;
import org.elasticsearch.client.Request;
import org.elasticsearch.common.Strings;
import org.elasticsearch.common.settings.Settings;
import org.elasticsearch.index.query.QueryBuilder;
import org.elasticsearch.index.query.QueryBuilders;
import org.elasticsearch.xcontent.json.JsonXContent;
import org.junit.Before;

import java.util.List;

import static org.hamcrest.Matchers.contains;
import static org.hamcrest.Matchers.equalTo;

/**
* Since ES 8.2, field-caps internal responses are shared between indices that have the same index mapping hash to
* reduce the transport message size between nodes and clusters, and the memory usage to hold these internal responses.
* As the optimization is applied for only field-caps requests without index-filter and nodes on 8.2 or later,
* these BWC tests verify these combinations of field-caps requests: (old|new|mixed indices) and (with|without index filter)
*/
public class FieldCapsIT extends AbstractRollingTestCase {
private static boolean indicesCreated = false;

@Before
public void setupIndices() throws Exception {
if (indicesCreated) {
return;
}
indicesCreated = true;
final String redMapping = """
"properties": {
"red_field": { "type": "keyword" },
"yellow_field": { "type": "integer" },
"blue_field": { "type": "keyword" },
"timestamp": {"type": "date"}
}
""";
final String greenMapping = """
"properties": {
"green_field": { "type": "keyword" },
"yellow_field": { "type": "long" },
"blue_field": { "type": "keyword" },
"timestamp": {"type": "date"}
}
""";
if (CLUSTER_TYPE == ClusterType.OLD) {
createIndex("old_red_1", Settings.EMPTY, redMapping);
createIndex("old_red_2", Settings.EMPTY, redMapping);
createIndex("old_red_empty", Settings.EMPTY, redMapping);
createIndex("old_green_1", Settings.EMPTY, greenMapping);
createIndex("old_green_2", Settings.EMPTY, greenMapping);
createIndex("old_green_empty", Settings.EMPTY, greenMapping);
for (String index : List.of("old_red_1", "old_red_2", "old_green_1", "old_green_2")) {
final Request indexRequest = new Request("POST", "/" + index + "/" + "_doc/1");
indexRequest.addParameter("refresh", "true");
indexRequest.setJsonEntity(
Strings.toString(JsonXContent.contentBuilder().startObject().field("timestamp", "2020-01-01").endObject())
);
assertOK(client().performRequest(indexRequest));
}
} else if (CLUSTER_TYPE == ClusterType.MIXED && FIRST_MIXED_ROUND) {
createIndex("new_red_1", Settings.EMPTY, redMapping);
createIndex("new_red_2", Settings.EMPTY, redMapping);
createIndex("new_red_empty", Settings.EMPTY, redMapping);
createIndex("new_green_1", Settings.EMPTY, greenMapping);
createIndex("new_green_2", Settings.EMPTY, greenMapping);
createIndex("new_green_empty", Settings.EMPTY, greenMapping);
for (String index : List.of("new_red_1", "new_red_2", "new_green_1", "new_green_2")) {
final Request indexRequest = new Request("POST", "/" + index + "/" + "_doc/1");
indexRequest.addParameter("refresh", "true");
indexRequest.setJsonEntity(
Strings.toString(JsonXContent.contentBuilder().startObject().field("timestamp", "2020-10-10").endObject())
);
assertOK(client().performRequest(indexRequest));
}
}
}

public void testOldIndicesOnly() throws Exception {
{
FieldCapabilitiesResponse resp = fieldCaps(List.of("old_red_*"), List.of("*"), null);
assertThat(resp.getIndices(), equalTo(new String[] { "old_red_1", "old_red_2", "old_red_empty" }));
assertThat(resp.getField("red_field").keySet(), contains("keyword"));
assertTrue(resp.getField("red_field").get("keyword").isSearchable());
assertThat(resp.getField("yellow_field").keySet(), contains("integer"));
assertTrue(resp.getField("yellow_field").get("integer").isSearchable());
assertThat(resp.getField("blue_field").keySet(), contains("keyword"));
assertTrue(resp.getField("blue_field").get("keyword").isSearchable());
}
{
FieldCapabilitiesResponse resp = fieldCaps(List.of("old_*"), List.of("*"), null);
assertThat(
resp.getIndices(),
equalTo(new String[] { "old_green_1", "old_green_2", "old_green_empty", "old_red_1", "old_red_2", "old_red_empty" })
);
assertThat(resp.getField("red_field").keySet(), contains("keyword"));
assertTrue(resp.getField("red_field").get("keyword").isSearchable());
assertThat(resp.getField("yellow_field").keySet(), contains("integer", "long"));
assertTrue(resp.getField("yellow_field").get("integer").isSearchable());
assertTrue(resp.getField("yellow_field").get("long").isSearchable());
assertThat(resp.getField("blue_field").keySet(), contains("keyword"));
assertTrue(resp.getField("blue_field").get("keyword").isSearchable());
}
}

public void testOldIndicesWithIndexFilter() throws Exception {
final QueryBuilder indexFilter = QueryBuilders.rangeQuery("timestamp").gte("2020-01-01").lte("2020-12-12");
{
FieldCapabilitiesResponse resp = fieldCaps(List.of("old_red_*"), List.of("*"), indexFilter);
assertThat(resp.getIndices(), equalTo(new String[] { "old_red_1", "old_red_2" }));
assertThat(resp.getField("red_field").keySet(), contains("keyword"));
assertTrue(resp.getField("red_field").get("keyword").isSearchable());
assertThat(resp.getField("yellow_field").keySet(), contains("integer"));
assertTrue(resp.getField("yellow_field").get("integer").isSearchable());
assertThat(resp.getField("blue_field").keySet(), contains("keyword"));
assertTrue(resp.getField("blue_field").get("keyword").isSearchable());
}
{
FieldCapabilitiesResponse resp = fieldCaps(List.of("old_*"), List.of("*"), indexFilter);
assertThat(resp.getIndices(), equalTo(new String[] { "old_green_1", "old_green_2", "old_red_1", "old_red_2" }));
assertThat(resp.getField("red_field").keySet(), contains("keyword"));
assertTrue(resp.getField("red_field").get("keyword").isSearchable());
assertThat(resp.getField("yellow_field").keySet(), contains("integer", "long"));
assertTrue(resp.getField("yellow_field").get("integer").isSearchable());
assertTrue(resp.getField("yellow_field").get("long").isSearchable());
assertThat(resp.getField("blue_field").keySet(), contains("keyword"));
assertTrue(resp.getField("blue_field").get("keyword").isSearchable());
}
}

public void testNewIndicesOnly() throws Exception {
assumeFalse("required mixed or upgraded cluster", CLUSTER_TYPE == ClusterType.OLD);
{
FieldCapabilitiesResponse resp = fieldCaps(List.of("new_red_*"), List.of("*"), null);
assertThat(resp.getIndices(), equalTo(new String[] { "new_red_1", "new_red_2", "new_red_empty" }));
assertThat(resp.getField("red_field").keySet(), contains("keyword"));
assertTrue(resp.getField("red_field").get("keyword").isSearchable());
assertThat(resp.getField("yellow_field").keySet(), contains("integer"));
assertTrue(resp.getField("yellow_field").get("integer").isSearchable());
assertThat(resp.getField("blue_field").keySet(), contains("keyword"));
assertTrue(resp.getField("blue_field").get("keyword").isSearchable());
}
{
FieldCapabilitiesResponse resp = fieldCaps(List.of("new_*"), List.of("*"), null);
assertThat(
resp.getIndices(),
equalTo(new String[] { "new_green_1", "new_green_2", "new_green_empty", "new_red_1", "new_red_2", "new_red_empty" })
);
assertThat(resp.getField("red_field").keySet(), contains("keyword"));
assertTrue(resp.getField("red_field").get("keyword").isSearchable());
assertThat(resp.getField("yellow_field").keySet(), contains("integer", "long"));
assertTrue(resp.getField("yellow_field").get("integer").isSearchable());
assertTrue(resp.getField("yellow_field").get("long").isSearchable());
assertThat(resp.getField("blue_field").keySet(), contains("keyword"));
assertTrue(resp.getField("blue_field").get("keyword").isSearchable());
}
}

public void testNewIndicesOnlyWithIndexFilter() throws Exception {
assumeFalse("required mixed or upgraded cluster", CLUSTER_TYPE == ClusterType.OLD);
final QueryBuilder indexFilter = QueryBuilders.rangeQuery("timestamp").gte("2020-01-01").lte("2020-12-12");
{
FieldCapabilitiesResponse resp = fieldCaps(List.of("new_red_*"), List.of("*"), indexFilter);
assertThat(resp.getIndices(), equalTo(new String[] { "new_red_1", "new_red_2" }));
assertThat(resp.getField("red_field").keySet(), contains("keyword"));
assertTrue(resp.getField("red_field").get("keyword").isSearchable());
assertThat(resp.getField("yellow_field").keySet(), contains("integer"));
assertTrue(resp.getField("yellow_field").get("integer").isSearchable());
assertThat(resp.getField("blue_field").keySet(), contains("keyword"));
assertTrue(resp.getField("blue_field").get("keyword").isSearchable());
}
{
FieldCapabilitiesResponse resp = fieldCaps(List.of("new_*"), List.of("*"), indexFilter);
assertThat(resp.getIndices(), equalTo(new String[] { "new_green_1", "new_green_2", "new_red_1", "new_red_2" }));
assertThat(resp.getField("red_field").keySet(), contains("keyword"));
assertTrue(resp.getField("red_field").get("keyword").isSearchable());
assertThat(resp.getField("yellow_field").keySet(), contains("integer", "long"));
assertTrue(resp.getField("yellow_field").get("integer").isSearchable());
assertTrue(resp.getField("yellow_field").get("long").isSearchable());
assertThat(resp.getField("blue_field").keySet(), contains("keyword"));
assertTrue(resp.getField("blue_field").get("keyword").isSearchable());
}
}

public void testAllIndices() throws Exception {
assumeFalse("required mixed or upgraded cluster", CLUSTER_TYPE == ClusterType.OLD);
FieldCapabilitiesResponse resp = fieldCaps(List.of("old_*", "new_*"), List.of("*"), null);
assertThat(
resp.getIndices(),
equalTo(
new String[] {
"new_green_1",
"new_green_2",
"new_green_empty",
"new_red_1",
"new_red_2",
"new_red_empty",
"old_green_1",
"old_green_2",
"old_green_empty",
"old_red_1",
"old_red_2",
"old_red_empty" }
)
);
assertThat(resp.getField("red_field").keySet(), contains("keyword"));
assertTrue(resp.getField("red_field").get("keyword").isSearchable());
assertThat(resp.getField("green_field").keySet(), contains("keyword"));
assertTrue(resp.getField("green_field").get("keyword").isSearchable());
assertThat(resp.getField("yellow_field").keySet(), contains("integer", "long"));
assertTrue(resp.getField("yellow_field").get("integer").isSearchable());
assertTrue(resp.getField("yellow_field").get("long").isSearchable());
assertThat(resp.getField("blue_field").keySet(), contains("keyword"));
assertTrue(resp.getField("blue_field").get("keyword").isSearchable());
}

public void testAllIndicesWithIndexFilter() throws Exception {
assumeFalse("required mixed or upgraded cluster", CLUSTER_TYPE == ClusterType.OLD);
final QueryBuilder indexFilter = QueryBuilders.rangeQuery("timestamp").gte("2020-01-01").lte("2020-12-12");
FieldCapabilitiesResponse resp = fieldCaps(List.of("old_*", "new_*"), List.of("*"), indexFilter);
assertThat(
resp.getIndices(),
equalTo(
new String[] {
"new_green_1",
"new_green_2",
"new_red_1",
"new_red_2",
"old_green_1",
"old_green_2",
"old_red_1",
"old_red_2" }
)
);
assertThat(resp.getField("red_field").keySet(), contains("keyword"));
assertTrue(resp.getField("red_field").get("keyword").isSearchable());
assertThat(resp.getField("green_field").keySet(), contains("keyword"));
assertTrue(resp.getField("green_field").get("keyword").isSearchable());
assertThat(resp.getField("yellow_field").keySet(), contains("integer", "long"));
assertTrue(resp.getField("yellow_field").get("integer").isSearchable());
assertTrue(resp.getField("yellow_field").get("long").isSearchable());
assertThat(resp.getField("blue_field").keySet(), contains("keyword"));
assertTrue(resp.getField("blue_field").get("keyword").isSearchable());
}
}
Original file line number Diff line number Diff line change
Expand Up @@ -25,6 +25,7 @@
import org.elasticsearch.Version;
import org.elasticsearch.action.admin.cluster.node.tasks.list.ListTasksAction;
import org.elasticsearch.action.admin.cluster.repositories.put.PutRepositoryRequest;
import org.elasticsearch.action.fieldcaps.FieldCapabilitiesResponse;
import org.elasticsearch.client.Request;
import org.elasticsearch.client.RequestOptions;
import org.elasticsearch.client.RequestOptions.Builder;
Expand All @@ -48,6 +49,7 @@
import org.elasticsearch.core.TimeValue;
import org.elasticsearch.core.internal.io.IOUtils;
import org.elasticsearch.index.IndexSettings;
import org.elasticsearch.index.query.QueryBuilder;
import org.elasticsearch.index.seqno.ReplicationTracker;
import org.elasticsearch.rest.RestStatus;
import org.elasticsearch.snapshots.SnapshotState;
Expand Down Expand Up @@ -1962,4 +1964,22 @@ protected static boolean isNotFoundResponseException(IOException ioe) {
}
return false;
}

protected FieldCapabilitiesResponse fieldCaps(List<String> indices, List<String> fields, QueryBuilder indexFilter) throws IOException {
Request request = new Request("POST", "/_field_caps");
request.addParameter("index", String.join(",", indices));
request.addParameter("fields", String.join(",", fields));
if (indexFilter != null) {
XContentBuilder body = JsonXContent.contentBuilder();
body.startObject();
body.field("index_filter", indexFilter);
body.endObject();
request.setJsonEntity(Strings.toString(body));
}
Response response = client().performRequest(request);
assertOK(response);
try (XContentParser parser = createParser(JsonXContent.jsonXContent, response.getEntity().getContent())) {
return FieldCapabilitiesResponse.fromXContent(parser);
}
}
}