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lectures/util_rand_resp.md

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@@ -53,7 +53,7 @@ $$ (eq:util-rand-one)
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At this point we describe some concepts proposed by various researchers.
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### {cite:t}`leysieffer1976respondent`
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### Leysieffer and Warner (1976)
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The response $r$ is regarded as jeopardizing with respect to $A$ or $A^{'}$ if
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\text{Pr}(A|\text{no})=0
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$$
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### {cite:t}`lanke1976degree`
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### Lanke (1976)
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{cite:t}`lanke1975choice` argued that "it is membership in Group A that people may want to hide, not membership in the complementary Group A'."
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Holding this measure constant, he explained under what conditions the smallest variance of the estimate was achieved with the unrelated question model or {cite:t}`warner1965randomized` original model.
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### {cite:t}`fligner1977comparison`
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### Fligner et al. (1977)
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{cite:t}`fligner1977comparison` reached similar conclusion as {cite:t}`lanke1976degree`.
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$$ (eq:util-rand-six)
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### {cite:t}`greenberg1977respondent`
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### Greenberg et al. (1977)
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{cite:t}`greenberg1977respondent` stressed the importance of examining the risk to respondents who do not belong to $A$ as well as the risk to those who do belong to the sensitive group.
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## Criticisms of Proposed Privacy Measures
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We can use a utilitarian approach to analyze some privacy measures.
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We can use a utilitarian approach to analyze some privacy measures.
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We'll enlist Python Code to help us.
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### Analysis of Method of {cite:t}`lanke1976degree`
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### Analysis of Method of Lanke (1976)
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{cite:t}`lanke1976degree` recommends a privacy protection criterion that minimizes:
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Following Lanke's suggestion, the statistician should find the highest possible $\text{ Pr}(A|\text{yes})$ consistent with truth telling while $\text{ Pr}(A|\text{no})$ is fixed at 0. The variance is then minimized at point $X$ in {numref}`fig-lanke-analysis`.
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However, we can see that in {numref}`fig-lanke-analysis`, point $Z$ offers a smaller variance that still allows cooperation of the respondents, and it is achievable following our discussion of the truth border in Part III:
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However, as shown in {numref}`fig-lanke-analysis`, point $Z$ offers a smaller variance that still allows cooperation of the respondents, and it is achievable following our earlier discussion of the truth border:
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```{code-cell} ipython3
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---
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plt.show()
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```
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### Method of {cite:t}`leysieffer1976respondent`
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### Method of Leysieffer and Warner (1976)
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{cite:t}`leysieffer1976respondent` recommend a two-dimensional measure of jeopardy that reduces to a single dimension when there is no jeopardy in a 'no' answer, which means that
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\text{Pr}(A|\text{no})=0
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$$
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This is not an optimal choice under a utilitarian approach.
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This is not an optimal choice under a utilitarian approach.
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### Analysis on the Method of {cite:t}`Chadhuri_Mukerjee_88`
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### Analysis on the Method of Chadhuri and Mukerjee (1988)
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{cite}`Chadhuri_Mukerjee_88` argued that the individual may find that since "yes" may sometimes relate to the sensitive group A, a clever respondent may falsely but safely always be inclined to respond "no".
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Here the gain from lying is too high for someone to volunteer a "yes" answer.
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This means that
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This means that
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$$
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U_i\left(\text{Pr}(A|\text{yes}),\text{truth}\right)< U_i\left(\text{Pr}(A|\text{no}),\text{lie}\right)
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$$
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in any situation always.
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always holds in any situation.
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As a result, there is no attainable model design.
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However, under a utilitarian approach there should exist other survey designs that are consistent with truthful answers.
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In particular, respondents will choose to answer truthfully if the relative advantage from lying is eliminated.
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We can use Python to show that the optimal model design
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We can use Python to show the optimal model design
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```{code-cell} ipython3
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def f(x):
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Here the optimal model design corresponds to point $Q$ in {numref}`fig-optimal-design`.
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### Method of {cite:t}`greenberg1977respondent`
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### Method of Greenberg et al. (1977)
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{cite:t}`greenberg1977respondent` defined the hazard for an individual in $A$ as the probability that he or she is perceived as belonging to $A$:
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Even though this hazard can be set arbitrarily close to 0, an individual in $A$ will completely reveal his or her identity whenever truthfully answering the sensitive question.
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However, under utilitarian framework, it is obviously contradictory.
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However, under a utilitarian framework, this is obviously contradictory.
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If the individuals are willing to volunteer this information, it seems that the randomized response design was not necessary in the first place.
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A utilitarian approach provides a systematic way to model respondents' behavior under the assumption that they maximize their expected utilities.
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In a utilitarian analysis:
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In a utilitarian analysis:
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- A truth border divides the space of conditional probabilities of being perceived as belonging to the sensitive group, $\text{Pr}(A|\text{yes})$ and $\text{Pr}(A|\text{no})$, into the truth-telling region and the lying region.
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- The optimal model design is obtained at the point where the truth border touches the lowest possible iso-variance curve.
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A practical implication of the analysis of {cite}`ljungqvist1993unified` is that uncertainty about respondents' demands for privacy can be acknowledged by **choosing $\text{Pr}(A|\text{yes})$ and $\text{Pr}(A|\text{no})$ sufficiently close to each other**.
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A practical implication of the analysis of {cite}`ljungqvist1993unified` is that uncertainty about respondents' demands for privacy can be acknowledged by **choosing $\text{Pr}(A|\text{yes})$ and $\text{Pr}(A|\text{no})$ sufficiently close to each other**.

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